Regulation NMS

Results: 1042



#Item
481Business / Stock market / United States Securities and Exchange Commission / United States securities law / Self-regulatory organizations / Regulation NMS / Securities Exchange Act / Financial Industry Regulatory Authority / Electronic communication network / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 30, 2008 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approva

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Source URL: www.sec.gov

Language: English - Date: 2009-01-02 11:36:37
482United States Securities and Exchange Commission / Investment / Stock market / 73rd United States Congress / United States securities law / Regulation NMS / Securities Exchange Act / NASDAQ / Order / Financial economics / Financial markets / Finance

Notice of Filing of a Proposed Rule Change to Adopt rules to Implement the Options Order Protection and Locked/Crossed Market Plan

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Language: English - Date: 2009-07-01 18:57:36
483Financial economics / New York Stock Exchange / Market data / Regulation NMS / Securities Exchange Act / Investment / Economy of the United States / NYSE Euronext / United States Securities and Exchange Commission / Financial markets / NYSE Arca

Order Approving Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service

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Source URL: www.sec.gov

Language: English - Date: 2010-01-26 12:21:21
484Economy of the United States / Financial economics / Regulation NMS / Investment / Order / Securities Exchange Act / U.S. Securities and Exchange Commission / Alternative Trading Systems / United States Securities and Exchange Commission / Chicago Stock Exchange / Stock market

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-10-26 09:48:01
48573rd United States Congress / Economy of the United States / SEC filings / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Regulation NMS / United States / United States Securities and Exchange Commission / United States securities law / Chicago Stock Exchange

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-02-28 16:33:28
486Finance / Financial markets / United States Securities and Exchange Commission / Order / Regulation NMS / Futures contract / Market maker / Stock exchange / Securities Exchange Act / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]March 8, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the

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Source URL: www.sec.gov

Language: English - Date: 2013-03-11 14:57:24
487Business / Financial markets / United States securities law / Stock market / Finance / Securities Exchange Act / Short / Regulation NMS / Order / United States Securities and Exchange Commission / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-12-06 13:24:42
488Investment / Business / Financial markets / Mathematical finance / Securities Exchange Act / United States securities law / Regulation NMS / Day trading / New York Stock Exchange / Stock market / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 19, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 41

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Source URL: www.sec.gov

Language: English - Date: 2008-11-20 17:23:15
489Order / Federal Rules of Civil Procedure / Classical order / Architectural history / Cultural history / Art history / Stock market / Regulation NMS / United States Securities and Exchange Commission

SR-NSX[removed]Exhibit 5 Page 34 of 35 EXHIBIT 5 Proposed new language is underlined; proposed deletions are marked by [brackets]. *****

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Language: English - Date: 2013-02-03 12:07:14
490Securities Exchange Act / Economy of the United States / Financial regulation / United States / NASDAQ / Regulation NMS / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Market Maker Quote Management Procedures

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Source URL: www.sec.gov

Language: English - Date: 2010-12-07 10:27:42
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